I just read an excellent story in draft form. I'm working on critique notes, but one element of the narrative leaped out at me again with this draft as with the last: I'm deeply engaged by the protagonist.
Now I'm fascinated by how that works, and whether there's a method for making it happen.
Plot vs plot
There's a Plot in this story, and I use the capital P for a reason. The setting and the characters in this story could be used to tell countless tales. They'd each have a Plot, again with a capital P. This Plot is perfectly serviceable, and there's no particular reason that this Plot is superior or inferior to any others. It could be removed and replaced with another, and though this would entail a significant rewrite, the other elements of the story -- the characters, the people, the setting, and the backdrop -- could remain intact.
There's also a plot, lower case p. As distinct from the Plot, the plot strikes me as the natural and necessary event sequence that a story's elements possess. It is independent of the Plot: pick another Plot, and the plot can continue on. But the Plot may well be totally dependent on the plot: change the characters, people, settings, and backdrops enough, and the plot is altered -- potentially enough that the Plot would no longer work.
Setting vs plot: Not the Same
Lower case plots emerge from the rules of the setting and the sorts of people who occupy it. This doesn't mean that setting and plot are the same. The lower case plot requires events to unfold and actions to be taken, which requires setting elements to be dynamic. Since a setting could be rendered as stagnant, or be so marginalized in the narrative that it's essentially inert. Thus, plot is not necessarily present.
Plot vs plot: Neverwhere, by Neil Gaiman
Let me use a different story as an example. Consider Neil Gaiman's novel, Neverwhere. (Lo! There are probably spoilers lurking ahead!)
Neverwhere takes place in London, more or less as we know it today in the real world. It also takes place in a magical London Below, which is the urban fantasy underbelly to the real world London. Those who fall through the cracks of society can eke out an existence (as one character puts it) "in the sewers and the magic and the dark."
Neverwhere has both plots and a Plot.
The Plot involves an evil bastard who sends magical assassins to kill a noble family. One of the family members escapes certain death, and the Plot involves all of her actions to a) survive the Plot, b) unravel the mysteries within the Plot, and c) bring the Plot to a just conclusion.
The plots are many. People live in the magical London Below, and there are many problems they face. It's dark and dank. It's resource-poor and magic-rich. The petty fiefdoms and factionalism prevent any sort of society-wide improvements in life for the majority.
As an example of a Neverwhere plot, there's a tribe of people called the Sewer Folk. They scavenge useful items from the rivers of sewage under London, which they barter away at the great bazaar (known to one and all as the Floating Market). At one point, a cadaver comes into their possession. They wheel it to the bazaar in a shopping cart, where they barter it away (for, as I recall, a not-quite-full bottle of Chanel No. 5 perfume).
The Sewer Folk have a rough time of it in a rough place. Because they stink worse than most, they are banned from any Floating Market that isn't in the open air. They don't seem to talk, either because they can't or by convention. How they came to be this way, how they get by, who their rivals are, how they and their rivals square off (and whether allies align to either side, and how), etc, are elements to their plot.
Neverwhere's Plot focuses its attention on the Lady Door, she who has survived the assassination of her noble family.
Door has a plot, too. If the magical assassins Croup and Vandemar had not shown up, she would have grown up as a member of a powerful family. She'd been off exploring the dim reaches of London Below, encountering anachronisms. She might have helped a lost Roman legion make contact with her father, who might have used their military might to...well, whatever. The family has magical powers, and they can construct portals from one time and place to another. They might have been involved in some great form of public works program.
Maybe she'd have been made to marry some other magical person from another magical family. Or she could have resisted this. Or something.
But the Plot happened to her instead, and it eclipsed her plot. In the aftermath of the Plot, she's got a revised plot to pull together. As she says, "...there's a lot of sorting out to do in London Below. And there's only me to do it..."
So in the course of Neverwhere, she grows up, which (if some other Plot didn't kill her) she'd have done anyway as part of her natural plot.
Character Engagement: Neverwhere, continued
I read and enjoyed Neverwhere years ago. I've taken it apart and reassembled it a few times and from a few angles. One moment in the story bugged me on first reading, and it bugs me still.
As part of the Plot, the Lady Door has gained an audience with the earl of Earl's Court. The earl asks what she's come for, and she says it has to do with her father's death. He says, "Yes. You seek vengeance. Quite right, too." He goes on to falter his way through some bombastic poetry. To which Door replies: "Vengeance? Yes. That was what my father said. But I mostly just want to understand what happened, and protect myself. My family had no enemies."
I lost her at that point. Or she lost me. "Understanding what happened" doesn't strike me as a way for the protagonist to engage with her Plot. (It also shows a total lack of engagement with her family's plot: there's no way a world of fiefdoms and petty factions includes a powerful family like hers as having no enemies.)
Maybe the earl's bombastic poetry highlights some aspect of vengeance that doesn't work for Door, and she is repulsed enough to find some other motive for having come this far. Not to avenge the family, no, but...um...deal with what happened? Understand it? Yes, of course! No knee-jerk vengeance for Lady Door, with its "steel sword sheathed in hated heart."
Who Engages Whom?
The protagonist engages with the Plot (and/or the plot). The reader can engage with the protagonist, the plot, and/or the Plot.
For myself, I can engage in strong Plots to the exclusion of all else in a story. Zombies are a great example. Give me a zombie apocalypse, even if the scale is reduced to a small town, and I'm willing to go along. I'm going to readily engage with your Plot.
Lower case plots, too, can draw my interest to the exclusion of everything else. Give me a complicated sci-fi or fantasy world, populated with lots of bad guys on opposite sides of sundry conflicts, and I'm apt to be engaged with your plot. (I may or may not give a damn about your Plot, and it's entirely possible for that central storyline to distract me from what I care about.)
As examples, I engaged with every plot that Tim Powers has ever served up: in Declare, Last Call, Earthquake Weather, On Stranger Tides, Drawing the Dark, and (perhaps most of all) The Stress of Her Regard. Did I always find his Plots compelling? Not always. Did his characters draw me in? I'll admit that I enjoyed his renditions of the literati in The Stress of Her Regard.
Characters are harder for me to engage with. I've engaged with a handful of protagonists in fiction. Author Daniel Keys Moran gave us Carl Castanaveras (in Emerald Eyes) and Trent the Uncatchable (in The Long Run); I engaged with each of them. Lawrence Block created Matthew Scudder, and I've read the entire series all the way through several times. I can't avoid engagement with Scudder.
So what's going on with these characters that I'm engaged by them? What's with the cast of Neverwhere (or Declare) that I'm not? And what about the protagonist in this draft of a story?
The Common Thread: Protagonists and their plots
When there's a setting that's rife with plots -- events and actions that unfold all the time, showing that the world is more than just a painted scrim for the protagonist and the Plot to play out against -- there's a good chance I'm going to be engaged. (If those plots don't make sense, if they contradict each other or leave gaps between them, then my engagement will take a profoundly hostile turn.)
A protagonist who engages with one or more plots will be more interesting to me. This is true for Carl Castanaveras and Trent the Uncatchable: they emerge from and are hopelessly bound to their worlds; they are caught up in the battles between people and organizations; and they care enough to take sides. Scudder's world is replete with organizations and people pursuing their own stories, often clashing, and more often passing each within sight of each other. He moves in and out of their stories, sometimes getting caught up in their action and sometimes keeping his distance.
In Neverwhere, the Marquis de Carabas is the most interesting to me. Down from him, Hunter. Old Bailey, the Abbot of the Black Friars, Serpentine, and Varney are interesting: these are characters who are active parts of the world and its unfolding action. Door is connected, but as I observed above, there are key aspects to her that make her seem removed from London Below in ways that don't help me connect. Richard is even worse: he wants no part of London Below, and isn't part of it. Croup and Vandemar, as entertaining as they might be, are only connected to London Below by dint of being magical themselves: their intrinsic level of engagement for me is not zero, but still not as high as it could've been.
In the draft story I'm reading, the protagonist is engaged in her world. There are social forces at work. She's invested in those forces, even when they work against her. She has a stake in several battles underway at the same time. She has made and lives with hard decisions, and it's not always easy to see that she's made the right call or the wrong call. She is a complicated character in a world that works mightily to be uncomplicated, and the stress points of these situations is interesting. The setting as revealed by the plots is engaging, and the character who moves through them is engaging.
Intrinsically Engaging Characters: Cross Overs
Would Carl Castanaveras and Trent the Uncatchable be as engaging in some other world? Yes, I think so.
Say they are moved from their novels by a bizarre event. They each wind up in some other story world -- Scudder's New York City, say. Assuming they couldn't get back to their own world at once, they would each be invested enough in their principles to enact them against a new background. Each might seek some sort of retirement, but it wouldn't last. They'd both assume Scudder's NYC is the NYC of their own world's history, and they care mightily about how their world is shaped...so they would necessarily get involved.
What if they were born in Scudder's NYC? It's not really possible. They have sci-fi origins. To be born in Scudder's NYC, they would need to be different in too many ways. Some similar aspects to their personalities could be worked in, they might resemble Carl and Trent, but they'd necessarily be different.
Could Scudder do a Rip Van Winkle to wake up in the NYC of Emerald Eyes? Or The Long Run? Sure, let him. He'd still be an ex-cop, an alcoholic (either in the making, or in recovery), and an unlicensed detective. Could he make sense of his new world? Could he find a place in it? He would try, either one drink or one day at a time. He would engage and thereby be engaging.
Door could open a portal to either of those fictional New Yorks; why not? But she'd not belong, and she'd just aim to go back. Any of her company who wound up left behind in these other worlds would be forced to get by or perish. The Marquis could manage. Hunter could. The other bit characters? They might not manage, but they would try. And in trying and failing, they would be both engaged and engaging.
Richard is a neat case, because he demonstrates early in his story that he cannot cope on his own. He would have perished in London Below if he weren't picked up by Door & Co. He would perish in either NYC if not picked up by allies. If a Plot were to pick him up in either NYC -- more the kind of thing to happen in Emerald Eyes or The Long Run, but Door could get him to Scudder's world as readily -- then he might continue his personal arc.
Would Richard become engaging? No: he never engages with plots in his world, early on. He is an observer of plots, and he brings the insulated sensibilities of the modern Londoner to bear on everything he sees. His new surroundings might be engaging, but he wouldn't be.
And the protagonist in this draft story? Move her out of her home town, and she runs into trouble. She is heavily invested in her home town, and every hard decision she makes that lets her stay put costs so much that her investment only grows. She wouldn't leave voluntarily. Suppose she woke in some distant town? She'd work to get back. Suppose she were forcibly ejected? She'd work to get back, or she'd suffer a prolonged misery. Maybe if her new environment gave her support in the right way, she could recover. Then what? Would she engage in her new world? Hm.
She's empathic enough that she couldn't stay totally isolated. But in the world she comes from, she's an outsider. Even if she wanted to enter totally inside a new society, she's unlikely to lose her reserve. That would be true in any town in the world she knows, where the religions she knows are operative (even if they are regarded as myths in those distant places).
Move her to London Below (thanks to Door, perhaps). New magic, new myths, new religions. She'd be able to adapt in ways that Richard couldn't. If she learned that the rules of the world say she can't go home, she'd adapt rather than fight to get back: she lives by the rules, especially those known to be true by everyone, even if she doesn't like them. If she were enmeshed in a Plot -- say that she was somehow able to take Richard's place -- then she would be able to get back home afterward.
Would she engage with London Below? Absolutely, but as described above. She's empathic, so she'd learn the rules and about the people. She'd care. She might not mesh, but she'd engage.
The same is true for either NYC. She'd fit better in Scudder's world than the sci-fi future world, but that's mostly a matter of tone and atmosphere. She'd go home if she could, especially if she got the option before the new world could help her out of her misery. If she put down fresh roots (which seems likely, given enough time), she might resist going back without some major investment issues coming into play.
Observations about Engaging Characters
- Their worlds have plots.
- They care about the people caught in these plots.
- This caring can be empathic.
- This caring can be principled.
- This caring can be selfish.
My Problem: Disengaged Characters
My characters don't care about plots at work in the world. If they do care about the plots, they don't care about the people caught up in them. If they do care about the people, it's generally for selfish or abstractly principled reasons.
When the Plot is afoot, my characters focus on it to the exclusion of everything else -- because they've got nothing else to distract them from it.
These are problems to be fixed in my current story. If I can manage to fix my character designs so that they engage in their worlds, then all of my future stories will be fixed.
- emc
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